PREFACE
By
Khachig
Tololyan
[1]
Hagop
Barsoumian
disappeared
(he
was
kidnapped
on
31
January
1986
and
in
all
probability
murdered
at
an
unknown
date)
before
he
could
revise
this
work
for
publication.
The
text
of
this
work
is
essentially
that
of
his
PhD
dissertation
for
Columbia
University,
researched
and
written
in
the
late
1970s
under
the
direction
of
Professor
Nina
Garsoyan.
At
the
time
of
its
completion
around
1979
it
was,
as
it
remains
now,
the
most
thorough
study
of
the
Armenian
amiras
of
the
Ottoman
empire.
Emerging
in
the
early
eighteenth
century,
the
amiras
dominated
the
communal
life
of
Ottoman
Armenians
for
a
more
than
a
century,
roughly
1750-1857,
before
losing
their
status
and
power.
Barsoumian
offers
an
analytical
narrative
that
tells
of
the
emergence,
dominance
and
eventual
disappearance
of
this
elite
group,
which
may
arguably
be
called
the
internal
“ruling
class”
of
the
Ottoman
Armenian
community
during
the
period.
Though
strongly
focused
on
the
amiras,
the
book
offers
several
related
analyses
that
give
it
richness
and
complexity.
First,
it
gives
a
remarkably
thorough
account
of
previous
studies
of
the
topic,
judiciously
pointing
out
both
their
contributions
and
their
limitations,
clarifying
their
muddled
terminology
and
concepts.
Second,
it
offers
what
historians
call
a
“prosopography,
”
that
is,
an
analysis
of
genealogical
connections
among
elite
families
and
the
role
of
such
connections
in
maintaining
dominance.
No
one
has
done
this
for
the
amiras
with
anything
remotely
approaching
Barsoumian’s
thoroughness.
His
grasp
of
these
connections
of
descent
and
marriage
enables
him
to
write
confidently
about
the
ways
in
which
a
dominant
elite
constructed
and
sustained
itself.
Third,
it
explores
some
new
sources,
such
as
letters
by
Catholic
and
Protestant
missionaries
in
Istanbul
commenting
on
the
amiras;
these
show
personalities
and
events
in
a
different,
helpful
perspective.
Fourth,
it
synthesizes
materials
from
political,
economic,
religious
and
communal
histories
to
offer
an
unmatched
panorama
of
the
Istanbul
Armenian
world
in
which
the
amiras
played
a
pivotal
role
in
various
spheres
of
life.
Fifth,
Barsoumian
lays
the
groundwork
for
a
comparative
future
history
of
Armenian
elites
in
the
Ottoman,
Russian
Romanov
and
Safavid
Persian
Empires.
Such
a
comparative
study
of
Armenian
“stateless
power”
[2]
in
the
various
diasporas
is
long
overdue,
though
several
scholars
have
begun
to
create
the
foundations
for
it.
Reading
Barsoumian,
one
is
immediately
struck
by
the
many
similarities,
but
also
the
differences,
between
the
Dadians
and
Bezdjians
of
Istanbul,
the
Lazarians
of
St.
Petersburg,
and
the
great
merchant
families,
the
hocas
of
New
Julfa,
such
as
the
Uskan
(Voskanian)
and
Minasian
clans.
[3]
Finally,
Barsoumian
ends
with
a
brief
but
resonant
meditation
on
the
relative
importance
of
wealth
and
political
power.
He
points
out
that
great
wealth
in
the
hands
of
the
leaders
of
the
Armenian
minority
could
not
purchase
real
power
outside
the
Armenian
community;
indeed,
such
wealth
was
trumped
by
the
political
power
of
the
Turkish
elite
of
the
Ottoman
Empire.
His
brief
analysis
implies
the
question:
when
and
under
what
conditions
has
the
economic
wealth
of
an
ethnic
or
diasporic
minority
been
“convertible,
”
able
to
purchase
or
control
political
power,
and
when
has
it
failed
to
do
so,
in
Armenian
and
other
histories?
Barsoumian’s
work
is
important
because
it
begins
with
small
historical
details
and
incrementally,
cumulatively,
arrives
at
a
point
where
it
can
begin
to
pose
such
major
questions
about
Armenian
and
world
history.
Barsoumian
begins
by
exploring
the
state
of
Armenian
wealth
and
status
before
the
appearance
of
the
amiras.
His
study
of
who
was
called
a
hoca,
who
a
chelebi,
and
why,
and
where
these
people
lived,
is
scrupulously
documented
and
fascinating;
in
fact,
it
amounts
to
a
brief
history
of
the
Armenian
upper
classes
in
the
Ottoman
Empire
from
the
1400s
to
around
1720.
Barsoumian
outlines
the
complex
and
nuanced
tensions
between
outsiders
and
insiders,
drsetsis
and
nersetsis,
provincials
and
cosmopolitans.
The
chelebis
who
lived
primarily
in
Istanbul
and
had
metropolitan
breeding
as
well
as
wealth,
may
have
looked
down
on
the
hocas,
the
provincial
Armenian
rich,
whom
they
considered
gavaratsis
with
money
but
no
breeding.
Eventually,
however,
both
groups
produced
amiras.
Barsoumian
stresses
the
fact
that
the
word
Amira,
although
of
Arab
origin,
is
used
exclusively
by
Armenian
commentators
when
referring
to
the
elite
at
issue
in
this
book.
Others
called
them
by
many
terms
–
hoca
and
chelebi,
mahdesi
and
agha
and
bey,
but
the
Armenians,
while
using
all
these
terms,
chose
to
speak
of
a
small
percentage
of
this
variously-named
elite
as
amiras.
Barsoumian
asks
what
entitled
a
small
portion
of
the
Armenian
rich
to
be
called
amiras,
and
then
explores
their
origins.
He
first
shows
that
over
half
of
the
amira
families
came
from
Akn
(the
rest
from
Van,
Kesaria
and
elsewhere).
All
previous
explanations
of
why
the
small
and
otherwise
not
exceptional
region
of
Akn
produced
this
elite
are
inadequate.
Even
as
he
gives
his
own
explanations,
Barsoumian
admits
that
the
evidence
does
not
permit
a
full
explanation.
[4]
He
then
defines
the
constellation
of
features
that
constituted
the
amiras.
Wealth,
yes,
Barsoumian
asks,
but
there
were
other
rich
people,
some
equally
rich.
What
kind
of
wealth
was
it
that
the
amiras
had
and
how
did
they
use
it?
He
shows
that
the
majority
were
sarrafs,
men
who
used
their
capital
to
finance
Ottoman
notables,
pashas
who
purchased
the
right,
from
the
Sultan’s
court,
to
collect
the
taxes
of
a
particular
province.
The
Armenian
financiers
had
the
capital
to
pay
the
Court,
which
always
demanded
advance
payment.
They
were
then
closely
involved
in
monitoring
the
actual
process
of
taxation.
Among
other
activities,
they
controlled
the
conversion
of
peasant
taxes
paid
“in
kind”
(sheep,
wool,
leather,
cheese,
charcoal)
to
currency.
As
converters,
they
took
their
“cut,
”
their
percentage;
as
loan-holders
to
the
pashas,
they
collected
interest.
(This
could
not
have
endeared
them
to
most
people).
Barsoumian
knows
that
not
all
amiras
were
sarrafs.
In
fact,
he
gives
a
detailed
and
fascinating
account
of
the
Armenian
“technocrats”
and
“industrialists”
who
spearheaded
what
we
might
call
the
Ottoman
drive
for
modernization
in
the
early
19
th
century,
helping
design
and
build
the
factories
that
manufactured
gunpowder
and
rifles,
made
steel
and
wove
silk.
Important
as
these
technocrats
were,
Barsoumian
argues,
after
giving
them
their
due,
financial
capital
was
key.
The
amiras
faded
into
history
soon
after
the
Crimean
War
(1853-6),
because
that
is
when
the
Ottomans
had
to
change
their
system
for
raising
taxes
and
covering
deficits
–
fatally,
not
just
for
the
amiras
but
also
for
the
Empire,
they
started
borrowing
from
the
great
capitalists
and
bankers
of
the
West.
This
suggests
that
despite
the
role
played
by
the
great
industrialist-technocrats
and
architects
like
the
several
Balian
amiras,
in
the
end
the
financial
capital
of
the
sarrafs
was
key
to
their
dominance.
But
the
wealth
was
not,
by
itself,
enough.
It
was
the
tight
mutual,
reciprocal
relationship
between
the
amiras
and
the
Ottoman
elite
that
was
key,
Barsoumian
shows.
At
any
one
time
for
several
centuries,
a
few
thousand
men
ruled
the
Ottoman
Empire
–
vezirs,
pashas,
eunuchs
and
the
Sultan
himself.
These
men
interacted
frequently
with
the
sarrafs
(especially)
and
the
industrialists.
They
created
a
system
from
which
both
elites
profited,
albeit
unequally.
The
Ottomans
found
it
convenient
to
rule
the
Armenian
millet
through
the
amiras
and
the
Patriarch
who
was
their
close
ally
and
sometimes
subject
to
their
authority.
The
Armenian
amira
elite
became
the
intermediaries
between
the
Empire
and
the
millet.
They
did
not
always
use
their
power
wisely
–
they
argued
with
each
other
far
too
much,
they
were
authoritarian
towards
other
Armenians,
were
frequently
arrogant
and
vain;
they
were
also
deeply,
carefully
conservative,
and
they
practiced
censorship,
which
the
emerging
Armenian
intelligentsia
of
the
second
quarter
of
the
nineteenth
century
never
forgave
them.
But
they
were
also
the
guardians
of
the
Armenian
Church,
stewards
of
the
community,
its
principal
philanthropists,
and
the
leaders
of
the
drive
for
modernization
through
education
that
placed
the
Armenian
community
of
Istanbul,
Izmir
and
some
provincial
cities
ahead
of
others.
Though
their
political
authoritarianism
was
never
palatable
and,
by
the
time
the
Armenian
National
Constitution
was
debated
(1857-1863),
it
could
be
called
“reactionary,
”
their
conservatism
was
only
partly
driven
by
a
desire
to
retain
power.
It
was
also
driven
by
a
fearful
understanding
of
Ottoman
power:
they
knew
how
ruthlessly
it
was
exercised.
Some
of
them
were
hanged,
along
with
the
pashas
they
had
backed;
some
had
their
wealth
expropriated,
and
went
from
the
status
of
millionaires
to
destitution
overnight.
Thus,
the
amiras’
conservatism
was
the
result
of
mixed
motives,
and
subsequent
history
shows
they
should
not
simply
be
simply
dismissed
as
“reactionaries”
opposed
to
the
forces
of
Armenian
liberation,
as
some
historians
have
done.
Barsoumian
points
out,
for
example,
that
Soviet
Armenian
historians
compared
the
amiras
to
the
Lazarian
dynasty
of
the
Tsars’
empire,
presenting
the
latter
as
inclined
towards
the
“liberation”
of
the
Armenians.
Carefully,
Barsoumian
shows
that
the
Lazarians
served
the
Tsars
just
as
the
amiras
served
the
Sultans:
neither
could
have
existed
and
accumulated
power
without
doing
so.
The
Lazarian
role
in
“liberation,
”
he
shows,
was
made
possible
by
the
fact
that
Russia
was
an
expansionist
Christian
empire
in
the
Caucasus,
not
by
a
different
or
superior
national
orientation
and
azgayin
virtue
to
be
found
only
among
the
Lazarians.
In
fact,
Barsoumian
shows,
foreign
observers
were
impressed
by
the
amiras’
stewardship
of
their
community,
while
a
Greek
historian
chastised
the
“Phanariotes,
”
the
wealthy
Greeks
of
Istanbul,
for
not
acting
as
the
amiras
did.
He
saw
them
as
“always
thinking
of
their
nation,
creating
solidarity
and
spreading
good
fortune
throughout
the
Great
Family
of
their
nation.
”
Some
of
this
is
no
doubt
Greek
exaggeration
–
diasporic
minorities
often
chastise
themselves
by
pointing
to
the
real
and
alleged
virtues
of
others,
as
Armenian
writers
do
when
citing
Jewish
achievements.
Nevertheless,
Barsoumian
shows,
the
amiras
were
patriarchs
–
dominant,
strict
“fathers”
of
the
national
family
who
ruled
through
their
control
of
the
other
“father,
”
the
Patriarch
of
Istanbul,
whom
they
could
install
and
depose
at
certain
points.
Wealth,
connections
with
the
Ottoman
elite,
power
exercised
in
the
Armenian
community
through
control
of
the
Patriarchate
and
through
patronage,
combined
with
generous
philanthropy
–
this
constellation
of
features
together
determined
who
became
an
amira
to
his
fellow
Armenians,
Barsoomian
conclusively
demonstrates
with
scrupulous
scholarship.
The
details
are
fascinating,
intriguing,
even
amusing.
The
brief
but
detail-rich
account
of
the
struggle
for
leadership
positions
between
the
amiras,
the
Patriarchs,
the
esnafs
(guilds
of
Armenian
craftsmen,
artisans,
merchants,
65
of
them!)
and
intellectuals
is
fascinating
–
one
wishes
it
were
longer.
One
cannot
help
but
be
impressed
by
the
foresight
of
some
amiras,
building
Soorp
Prgich
as
a
hospital
for
not
just
the
sick
and
the
elderly
but
also
for
the
insane,
at
a
time
when
Europe,
too,
was
just
learning
to
care
for
the
mentally
ill.
One
cannot
but
admire
the
guilds
of
tradesmen
who
each
undertook
to
finance
an
elementary
school
–
the
tuccars
or
merchants,
but
even
the
guild
of
meyhanacis
or
Armenian
tavern-keepers
funded
a
school.
At
a
time
when
Armenians
were
stateless
and
when
the
existing
Ottoman
State
could
barely
finance
its
military
activities,
the
stateless
power
of
the
Armenian
community
carried
out
the
functions
of
a
state
–
addressing
the
needs
of
health,
education
and
even
welfare
–
Barsoumian
discusses
the
fund
called
Tnangats
Matakararutiun,
“Assistance
to
the
Homeless,
”
run
by
a
council
of
36
members
“comprised
of
six
‘classes’
or
categories,
each
of
which
was
headed
by
one
or
two
prominent
amiras
and
included
well-known
artisans.
Each
guild
contributed
a
determined
amount
to
this
body
through
its
representatives.
The
committee
dispensed
money
to
the
poor,
the
orphans,
helpless
old
people,
the
mentally
retarded,
and
even
contributed
to
the
dowry
of
poor
brides.
In
addition,
it
allocated
financial
aid
to
schools
in
need,
and
helped
alleviate
the
financial
burden
of
the
Patriarchate.
”
Governments
then
and
now
have
not
done
better.
Admittedly,
Barsoumian
points
out,
the
amiras
favored
Istanbul,
Izmir
and
Izmit,
neglecting
the
provinces
in
all
but
a
few
instances.
But
such
failures,
real
as
they
are,
cannot
obscure
the
image
of
an
elite
that
regarded
Istanbul
as
its
core
constituency
and
ruled
it
with
benevolent
authoritarianism
from
the
1750s
to
1863.
In
offering
us
this
panoramic
story
of
the
rise
and
fall
of
the
amira
elite
and
of
the
Armenian
nation
they
guided,
Barsoumian
takes
an
important
step
towards
a
history
that
is
still
needed,
as
Hagop
Anasian
and
others
had
also
intuited:
a
history
of
the
Armenians
as
a
people
without
a
state
but
with
leadership
elites,
with
all
their
skills
and
shortcomings.
***
That
leadership
elite
has
consisted,
for
several
centuries,
of
Armenian
clergy,
wealthy
philanthropists,
and
intellectuals.
Hagop
Barsoumian
had
the
western
training
of
a
scholar
and
the
temperament
and
commitments
of
an
Armenian
intellectual
whose
life
was
cut
short
by
Armenian
terrorism
in
its
misguided
and
eventually
murderous
late
years
of
the
1980s.
Though
the
primary
purpose
of
this
Preface
has
been
to
introduce
the
book,
not
the
man,
I
cannot
end
it
without
speaking
of
my
friend
Hagop.
He
was
born
of
Ayntabtsi
parents,
turcophone
genocide
survivors,
in
Aleppo
in
1933,
the
eldest,
followed
by
Silva
in
1935
and
Roupen
in
1937.
Hagop
attended
the
Gulbenkian
elementary
school
and
then
the
Karen
Jeppe
Jemaran
or
high
school
from
1948
to
1953,
at
a
time
when
my
father,
Minas
Tololyan,
was
its
founding
principal
and
my
mother,
Kohar,
a
teacher.
They
both
saw
ability
in
him,
and
spent
time
with
him,
which
is
how
I,
as
a
child,
came
to
regard
Hagop
as
a
member
of
the
extended
family
of
the
Jemaran.
After
graduation,
Hagop,
who
wanted
to
teach
in
Armenian
schools,
had
to
work
instead
in
a
local
bank
to
meet
financial
obligations.
In
1960,
he
went
to
the
US
as
a
student
at
San
Francisco
State
College,
received
his
Bachelor’s
and
Master’s
degrees
in
Business
Administration
and
Finance,
and
went
to
work.
He
married
his
wife
Anayis
(after
they
met
at
my
mother’s
instigation)
and
settled
in
beautiful
Marin
County,
where
they
remained
until
1971.
But
Hagop
had
always
been
fascinated
by
Armenian
history
and
Anayis
supported
his
ambition
to
become
a
scholar
and
teacher.
They
left
for
New
York,
where
Hagop
attended
New
York
University
for
a
year,
then
Columbia.
After
receiving
his
PhD,
in
the
middle
of
the
tragic
Lebanese
civil
war
of
1975-1990,
he
went
to
Lebanon
to
become
a
Professor
of
History
at
Haigazian
College.
He
was
kidnapped
and
almost
certainly
murdered
at
an
unknown
date,
leaving
behind
his
wife
Anayis,
his
daughter
Nanor,
his
siblings
Roupen
and
Silva,
and
many
grieving
friends
who
for
years
could
not
reconcile
themselves
to
his
premature
end.
His
work,
at
least,
did
not
come
to
an
abrupt
end,
as
the
publication
of
this
volume
demonstrates.
[1]
Khachig
Tololyan
is
Professor
of
English
and
Chair
of
the
Department
of
English
at
Wesleyan
University
in
Middletown,
Connecticut,
USA.
He
is
the
founding
editor
of
Diaspora:
a
journal
of
transnational
studies
and
the
author
of
many
articles
on
Armenian
literature
and
culture,
a
few
of
which
have
been
collected
in
Spyurki
Mech
[In
Diaspora],
published
by
the
Haratch
Press
in
Paris,
1980.
[2]
Khachig
Tololyan,
“Rethinking
Diaspora(s):
Stateless
Power
in
the
Transnational
Moment.
”
Diaspora:
a
journal
of
transnational
studies,
5:
1,
1996,
3-37.
[3]
For
a
recent
account
of
the
remarkable
accomplishments
of
the
New
Julfa
merchant
elites,
see
the
essay
by
Sebouh
Aslanian,
“Armenian
merchants
in
the
Indian
Ocean,
”
Diaspora:
a
journal
of
transnational
studies,
12:
3,
2003.
[4]
The
explanations
Barsoumian
gives
point
to
the
accumulation
of
not
just
financial
capital
but
also
what
the
French
sociologist
Pierre
Bourdieu
has
since
come
to
call
“cultural
capital,
”
a
complex
pattern
of
skills,
education,
culture,
connection
and
practical
habits
that
is
characteristic
of
small
elites
in
many
societies.